Consider and explore three articles and studies on resilience in educational settings that are scholarly. For example, sources/articles may include research studies, a meta-analysis of research, or comprehensive literature review. See attached one reference to use. See attached template.
CHAPTER 2
Introducing Risk and Resilience in Education
In this chapter the concept of resilience is explored within an educational
context. The chapter starts by examining the paradigm shift that took place in
moving from risk to resilience and how the problems with the former have led to
the emergence of the latter: a model emphasising growth and strength develop-
ment. Another shift in the definition of educational resilience is then proposed.
Resilience is construed within a ‘universal’ perspective, focusing on common pro-
cesses that promote positive social and academic behaviours among normally
developing children and young people as well as those who may be at risk in their
development. The chapter concludes with a contextual and universal definition
of educational resilience.
RISK
St Mark’s Primary School is situated in a relatively socially disadvantaged region
in Malta. In the early 1980s the school had 350 students, the great majority
coming from the low socio-economic group. The school was struggling with
high rates of illiteracy, absenteeism and misbehaviour, as well as the parents’ lack
of cooperation and occasional abuse of staff. Teacher stress was very marked,
with a high turnover of staff every year. St Mark’s was considered a failing school,
and the pupils attending the school were at risk of educational failure. As part of
the Education Priority Areas’ policy at the time, the local education authority
(LEA) provided extra funding and support to the school to reduce disaffection
and increase attendance and achievement. More staff were assigned to the school,
including more teachers, so that classrooms could be reduced in size. An addi-
tional assistant head was appointed, together with extra support staff such as
learning support teachers and classroom assistants. More regular service from
educational psychologists, educational social workers, school counsellors and
19
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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school doctors and nurses was made available to the school. A welfare fund was
set up to address the basic needs of some of the pupils and their families, such as
the provision of free uniforms, stationery, textbooks and lunches. In some cases,
financial assistance was provided to the families themselves, who were also
receiving assistance from the social workers. The complementary teaching room
was furnished with state-of-the-art resources, and an office was opened for the
support professionals visiting the school. The school environment was also
enhanced with new furniture, more comfortable classrooms and improved play
facilities.
The above example illustrates how earlier approaches to the educational
success and failure of school children have largely been focused on the
identification of risk factors with their adverse effects on development, and the
introduction of measures to counteract such effects. Within such a perspective
children and young people coming from socio-economically deprived
backgrounds, ethnic minorities or adverse family circumstances are considered as
being at risk in their development and success at school. The term ‘at risk’ is a
broad one, with numerous factors being considered as likely to compromise
children’s development, such as poverty, abuse and neglect, developmental
disability, and parental illness or psychopathology. In education it usually refers
to children and young people who are at risk of school failure by virtue of coming
from a disadvantaged background such as a deprived socio-economic
background, region, ethnic status, family circumstances and language
(Organisation for Economic Co-operation and Development (OECD) 1995).
The main focus of such an approach has been to identify the factors that put
pupils’ success in school at risk and then to remedy and/or prevent such factors
(cf. ‘fixing kids’ approach). As illustrated above, a common practice has been to
provide additional funding to schools which have a preponderance of pupils
coming from disadvantaged socio-economic backgrounds, such as pupils eligible
for free lunch or whose parents were in receipt of unemployment benefits.
The risk model in education has come under increasing scrutiny in recent
years. Children and young people have been found to develop successfully
despite risk and adversity, and what may be an obstacle to development for one
child may be an opportunity for another (Liddle 1994; Semmens 1999).
Individual children may be considered at risk when in actual fact they are not.
Expectations for entire groups of children may be suppressed, while learning and
behaviour problems may be interpreted as related to individual deficits or the
group’s ‘culture of poverty’ (Catterall 1998). A risk orientation is also likely to
lead to the labelling of children, families and communities because of the
children’s difficulties while ignoring those characteristics of the school context
which may fail to promote children’s cognitive and social development. Finally,
the provision of extra resources to schools considered at risk has not necessarily
20 PROMOTING RESILIENCE IN THE CLASSROOM
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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been accompanied by marked improvements in expected outcomes. For instance,
Cappella and Weinstein (2001), making use of a national, longitudinal database,
found that, while 15 per cent of the at-risk group (pupils coming from
disadvantaged backgrounds) improved their reading performance significantly
over their secondary school years, the remaining 85 per cent either dropped out
of school or remained in the lowest or basic achievement level. As Pianta and
Walsh (1998, p.408) put it, ‘we have not been very successful at helping poor
children succeed in school…despite decades of intervention programmes,
substantial success stories have been few’.
Despite the definition and redefinition of ‘at risk’, one thing which has remained constant is the belief that some parents have failed their children, reflecting deep seated biases against women, the poor and ethnic groups. (Lubeck and Garrett 1990, p.327)
RESILIENCE
It was the failure of the risk model to explain success and failure at school ade-
quately that led to a paradigm shift towards models of resilience and competence
enhancement. Both the risk and resilience perspectives are concerned with
understanding what helps children and young people to do well at school.
However, while for the former this represents problem avoidance, the latter is
concerned with wellbeing and health in addition to dysfunction (Luthar,
Cicchetti and Becker 2000; Waxman, Brown and Chang 2004). It shifted the
focus from deficit and disadvantage to growth and strength development. It asks
‘What makes children in difficulty achieve and be successful?’ rather than ‘What
prevents children in difficulty from succeeding?’ Through the study of children
and young people who managed to thrive and be successful at school despite
negative circumstances in their lives, the resilience perspective has led to a recon-
sideration of the ways in which schools can foster success in children and young
people (Brown, D’Emidio-Caston and Benard 2001; Henderson and Milstein
1996). It suggested that we may be more effective in supporting children’s and
young people’s development and wellbeing by focusing on their strengths rather
than on their weaknesses.
There are various definitions of resilience, but a common theme in most
definitions is that of competence and success despite severe and prolonged
adversity and disadvantage (Luthar et al. 2000). Benard (1991) describes
resilience as a set of qualities or protective mechanisms that give rise to successful
adaptation despite the presence of high-risk factors during the course of
development. Educational resilience studies have mainly concentrated on the
academic achievement of children coming from adverse environments, such as
INTRODUCING RISK AND RESILIENCE IN EDUCATION 21
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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poverty, the inner city and ethnic minorities. The early studies of the 1970s
construed resilience in terms of individual invulnerability, and focused on
individual characteristics, such as problem-solving skills and stress resistance,
which ‘harden’ children and young people growing up in a difficult environment
and enable them to achieve success (Anthony 1974; Garmezy 1971). As later
studies were to show, however, positive outcomes in the face of adverse
circumstances are also influenced by other processes besides individual
characteristics, including the family, the school and the community. Development
is the result of the dynamic interactions between the various systems impinging
on the child’s life (Bronfenbrenner 1979), and it is the interaction between the
child and his or her environment that finally determines the adaptive process.
The key to developing resiliency in children is opportunities, both plenti- ful and meaningful. Opportunities to rest from resisting a hostile environ- ment, opportunities to explore in safety and security, opportunities to believe and to dream. (Katz 1977, as quoted in Condly 2006, p.228)
The notion of invulnerability gradually gave way to that of resilience, and the
earlier focus on individual characteristics subsequently changed to the identifica-
tion of protective factors that moderated the impact of risk factors (Garmezy and
Rutter 1983; Garmezy, Masten and Tellegen 1984; Werner 1990). Seminal
studies such as those by Werner and Smith (1988, 1992) and Garmezy and
Rutter (1983) found that, despite the high-risk environments in which their par-
ticipants grew up, the majority developed into healthy, successful young adults.
They reported that protective factors have a stronger impact on children’s devel-
opment than risk factors. Subsequent literature identified three broad sets of
factors that protected vulnerable children and facilitated their development into
competent and autonomous young adults. These are: the dispositional attributes
of the individual (social competence, problem-solving skills, autonomy and a
sense of purpose); the family, particularly in the early years; and external support
systems such as the school. It is the interactions of these three protective systems
in the child’s life that eventually lead to success in the face of adversity (Dent and
Cameron 2003; Pianta and Walsh 1998; Wang and Haertel 1995). Individuals
with high levels of these personal and social protective factors are thus more
effective in coping with adversity than individuals with lower levels of protec-
tion.
Resilience is a dynamic process that occurs in a context and is the result of the
person in interaction with his or her environment (Rutter 1991). Contexts such as
home, community, schools and classrooms have been shown to provide
protection to children and young people at risk and to direct their development
towards positive and healthy pathways (Crosnoe and Elder 2004; Pianta and
22 PROMOTING RESILIENCE IN THE CLASSROOM
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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Walsh 1998; Rees and Bailey 2003; Schoon 2006). Bronfenbrenner’s (1979)
ecological systems theory, with its representation of the developing individual
embedded in a series of nested systems, provides a useful framework for
analysing the dynamics of resilience-promoting contexts such as schools. Schools
provide a major and continuing context for cognitive and socio-emotional
development. They have significant and sustained contact with most children and
young people during the formative years of personality development, and thus
they can be ideal places for cognitive and socio-emotional development to be
nurtured and supported. Rutter (1991) argues that the positive effects of school
experience seem most evident among pupils who are vulnerable and have few
other supports. Given that schools are one of the few institutions available to all
children and young people, they are ideally placed to reach vulnerable pupils
whom it may be difficult to access in other settings.
The resilience literature agrees on three key school qualities which have been
found to promote positive academic and social outcomes, and compensate for
risk factors such as socio-economic disadvantage (Benard 1991; Pianta and
Walsh 1998; Rees and Bailey 2003):
INTRODUCING RISK AND RESILIENCE IN EDUCATION 23
Case study 2.1 A study of resilience
Emmy Werner and Ruth Smith began their pioneering longitudinal study on resilience back in 1963 and their study is still going on today. They began their investigation into the impact of social disadvantage on development over the lifespan among a group of 600 individuals living in Hawaii. All the participants were drawn from socio-economically impoverished backgrounds. At the age of 32, the majority (70%) had developed into healthy and successful young adults despite the high-risk environments in which they grew up. The study suggested that protective factors, both internal and external, had a stronger impact on children’s developmental trajectory than risk factors. It identified three sets of factors that protected the individuals from the adverse effects of their negative life circumstances and directed their development towards more positive trajectories. These were: the dispositional attributes of the individual such as sociability and competence in communication skills; affectional ties within the family, providing emotional support in times of stress; and supportive and rewarding external support systems, such as school and work (Werner and Smith 1988, 1992).
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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1. Caring relationships between pupils and teachers based on teacher concern, care, respect and support towards the pupils. An ‘ethic of caring’ (Noddings 1992) broadens such relationships beyond the classroom walls to include caring pupil–pupil, teacher–teacher and teacher–parent relationships.
2. High expectations for pupils to do well through teacher practices which are child-centred, use pupils’ own strengths and interests, and tap their intrinsic motivation for learning.
3. Pupils’ meaningful involvement and responsibility, with opportunities to express opinions, make choices, solve problems and work with and help others in a caring and healthy environment.
Table 2.1 at the end of the chapter presents a number of educational resilience
studies that have examined the role of schools and classrooms as resilience-
enhancing contexts for pupils coming from adverse social backgrounds.
RESILIENCE FOR ALL: A UNIVERSAL PERSPECTIVE
Schools must do better for all our students…they all need to find and nurture relationships, see possibilities and potentials… [we need] to build a climate and a process within that climate that works to benefit all. (Brown et al. 2001, p.xi–xii)
Most of the current research on educational resilience has focused predominantly
on academic success in the context of risk, particularly the achievement of pupils
from minority, low-level socio-economic families and communities. There have
been calls, however, to broaden the construct beyond this ‘specifist’ approach to
include the wellbeing of all school children within a universal perspective of
resilience (Battistisch 2001; Brown 2004; Carter and Doyle 2006; Cefai 2007;
Poulou 2007). A universal approach to resilience focuses on common processes
promoting positive academic and social behaviours among all pupils. Schools
and classrooms are organised in such a way as to match the developmental needs
of all their members, both those at risk and those who are not. Recent research
suggests that factors which benefit children in adversity, such as caring and sup-
portive relationships, an accessible and meaningful curriculum, and active partici-
pation in the classroom, have been found to benefit normally developing children
as well (Solomon et al. 1997b, 2000). On the other hand, resilience builds upon
typical psychosocial processes involved in the development of competence. The
fundamental systems that generally foster competence in development, such as
caring classroom relationships, positive academic beliefs and high expectations,
24 PROMOTING RESILIENCE IN THE CLASSROOM
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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operate in adverse circumstances as well, protecting the child or counteracting the
threats to development (Masten and Coatsworth 1998; Rees and Bailey 2003).
Another argument for a universal perspective is that cross-curricular and
context-focused approaches appear to be more effective in promoting
socio-emotional and academic competence than off-the-shelf intervention
programmes targeting specific groups (Elias and Weissberg 2000; Pianta and
Walsh 1998; Waxman et al. 2004). Programmes such as Socio-Emotional Learning
in the USA (Elias and Weissberg 2000) and the Social and Emotional Aspects of
Learning in the UK (Department for Education and Employment (DfEE) 2004)
offer promising frameworks in this respect (Poulou 2007).
Within a universal model of resilience, schools and classrooms can adopt
processes that will promote social and academic development among both at-risk
pupils and those who are developing normally. These processes are grounded in
the typical mechanisms involved in the development of social and academic
competence. Caring classroom relationships, meaningful engagement, shared
values and a sense of belonging have consistently been shown to be related to
positive academic and social outcomes among pupils, including those considered
at risk of school failure and psychosocial difficulties (Battistisch et al. 1995;
Catalano and Hawkins 1996; Solomon et al. 1997a). Schools and classrooms are
social systems with the potential to support the growth and wellbeing of all. They
may provide a protective environment for vulnerable children and young people,
while at the same time enhancing the development of the other normally
developing pupils as well. This perspective avoids the differentiation and
specialisation of support that may lead to further stress among vulnerable
children (Pianta and Walsh 1998) and to the possibility of the stigmatisation and
labelling of ‘non-resilient’ children (Waxman et al. 2004), with schools
increasing risk rather than reducing it.
Most studies define the outcome of resilience as academic success on the
basis of examination performance. However, there are technical and
methodological problems in measuring school success solely on the basis of
grades and tests. Even more problematic is the definition of educational resilience
as academic achievement. Pupils may be achieving while at the same time facing
considerable problems in social competence, problem solving and autonomous
learning (Pianta and Walsh 1998). Moreover, such a definition provides a very
limited view of what education is about, focusing on teaching and performance
rather than on pupils and learning (Watkins 2001). It hinders the promotion of
pupils’ development as caring and responsible citizens (Nicholls 1989) and as
competent, self-directed learners (Watkins et al. 2002). It also makes it impossible
for a substantial number of pupils to succeed and be ‘resilient’.
With this in mind, educational resilience in this book is defined as
‘socio-emotional competence and educational engagement in the classroom’.
INTRODUCING RISK AND RESILIENCE IN EDUCATION 25
Cefai, Carmel. Promoting Resilience in the Classroom : A Guide to Developing Pupils' Emotional and Cognitive Skills, Jessica Kingsley Publishers, 2008. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/ncent-ebooks/detail.action?docID=350371. Created from ncent-ebooks on 2023-05-15 15:40:41.
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Educational engagement is based on Newman, Wehlage and Lamborn’s (1992)
term ‘student engagement’ and refers to positive academic attitudes, motivation
to achieve and to learn, and enjoyment of class and school. Socio-emotional
competence, on the other hand, generally refers to the social and communicative
skills children use to cultivate relationships with adults and peers to succeed in an
environment. These include helping and working collaboratively with peers,
autonomy and problem-solving skills. This ability is usually defined in terms of
age-appropriate skills within socially relevant contexts. There appears to be some
broad consensus of what constitutes desirable behaviours, such as establishing
and maintaining a range of positive social behaviours, refraining from harming
others, contributing collaboratively to peer group and school, engaging in
behaviours which enhance and protect health, and avoiding behaviours with
serious negative consequences for the individual or others or both (Topping,
Bremner and Holmes 2000)
Educational resilience in this book is construed as a dynamic, contextual
phenomenon rather than a fixed, individual characteristic. In this respect, it can
be built and enhanced within the contexts in which children and young people
operate, such as the classroom. The definition is positive and inclusive, it focuses
on learning rather than achievement, and is open to all rather than limited to a
select few. It is global and holistic, focusing both on the cognitive and on the
affective elements of children’s and young people’s development. It has also a
proactive, universal dimension, moving away from risk towards classrooms
operating as health-promoting and competence-enhancing contexts for all their
pupils.
CONCLUSI